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BUILDING A DEFENSIBLE ALTERNATIVES PROGRAM: WHAT RIAs NEED TO HAVE IN PLACE
ALTSeek Webinar:
Building a Defensible Alternatives Program: What RIAs Need to Have in Place
Wednesday, April 29
10a PT / 1p ET
1 hour
Link to register: https://us06web.zoom.us/webinar/register/8017763732710/WN_cPJE3R1zQ5O7Vitwr7LPSQ
Many RIAs use alternative investments, but far fewer have a formal, documented process behind them. Without the right structure, due diligence, and oversight, an alternatives program can create unnecessary risk for the firm and its clients.
Join Steve Ogrin of ALTSeek / Buttonwood Due Diligence Services for a practical webinar on how RIAs can build an alternatives program that is organized, repeatable, and built to stand up to client questions, compliance reviews, and real-world performance outcomes.
We’ll cover:
- The common gaps many RIA alternatives programs have
- What a strong governance and due diligence framework looks like
- How to create and maintain an approved alternatives list
- What regulators often review in alternatives programs
- How to integrate alternatives into portfolios with discipline
- The difference between offering alternatives and running a true alternatives program
Who should attend:
Independent RIAs, breakaway advisors, hybrid advisors, investment committee members, and compliance professionals looking to build or strengthen their alternatives offering.